SWEENEY FINANCIAL ADVISORS

Legal name: SFM, LLC

CRD 116564File 801-79426

APPROVED

Retail clients

Disclosure events

Filing as of Aug 3, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$403.2M

Below cohort median (national)

Discretionary AUM

$403.2M

Clients

258

806 accounts

Employees

Above cohort median in NH

Identity & registration

ADV Item 1

Organization form: Other (specify)
Firm type: Registered
SEC region: BRO
Registration date: Apr 7, 2014
Principal office: 360 ROUTE 101 SUITE 10, BEDFORD, NH, 03110
Phone: 603-625-8400
Website: HTTPS://WWW.SFMLLC.NET

Assets & accounts

ADV Item 5F

Total regulatory AUM: $403.2M
Discretionary AUM: $403.2M
Non-discretionary AUM: $0
Discretionary accounts: 806
Non-discretionary accounts: 0
Total accounts: 806
AUM per client: $1.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$370K
High net worth individuals	100	$343.0M
Pension and profit sharing plans	11	$8.8M
Individuals (other than high net worth individuals)	147	$51.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11D1
Q11D5

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Clients	269	258	decreased by11
Apr 1, 2026	AUM	$323,214,244	$403,185,072	increased by$79,970,828
Apr 1, 2026	Accounts	711	806	increased by95
May 1, 2025 vs Oct 1, 2022	Employees	5	6	increased by1
May 1, 2025 vs Oct 1, 2022	Disclosures	No	Yes
May 1, 2025 vs Oct 1, 2022	Clients	140	269	increased by129
May 1, 2025 vs Oct 1, 2022	AUM	$262,296,071	$323,214,244	increased by$60,918,173
May 1, 2025 vs Oct 1, 2022	Accounts	520	711	increased by191
Apr 1, 2022	Employees	6	5	decreased by1
Apr 1, 2022	Clients	163	140	decreased by23
Apr 1, 2022	AUM	$215,645,570	$262,296,071	increased by$46,650,501
Apr 1, 2022	Accounts	469	520	increased by51
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “SWEENEY FINANCIAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SWEENEY FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.