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TRADEMARK FINANCIAL MANAGEMENT, LLC
CRD 116543File 801-80925
APPROVED
Retail clients
Custody
Filing as of Mar 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$293.4M
Below cohort median (national)
Discretionary AUM
$293.4M
Clients
458
923 accounts
Employees
5
Below cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 6, 2015
- Principal office
- 7825 WASHINGTON AVE SOUTH, 410, BLOOMINGTON, MN, 55439
- Phone
- 952-358-3395
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $293.4M
- Discretionary AUM
- $293.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 923
- Non-discretionary accounts
- 0
- Total accounts
- 923
- AUM per client
- $641K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 49 | $115.0M |
| Individuals (other than high net worth individuals) | 409 | $178.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — FEES FROM OTHER INVESTMENT ADVISERS
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 449 | 458 | increased by9 |
| Apr 1, 2026 | AUM | $246,311,890 | $293,422,543 | increased by$47,110,653 |
| Apr 1, 2026 | Accounts | 886 | 923 | increased by37 |
| Mar 1, 2026 | Employees | 4 | 5 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 4 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 435 | 449 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $232,471,675 | $246,311,890 | increased by$13,840,215 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 839 | 886 | increased by47 |
| Feb 1, 2022 | Clients | 449 | 435 | decreased by14 |
| Feb 1, 2022 | AUM | $213,044,327 | $232,471,675 | increased by$19,427,348 |
| Feb 1, 2022 | Accounts | 815 | 839 | increased by24 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRADEMARK FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRADEMARK FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.