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VANDERBILT ADVISORY SERVICES
Legal name: PFG INVESTMENTS, LLC
CRD 116537File 801-77166
APPROVED
Retail clients
Disclosure events
Filing as of Feb 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.11B
Top 25% of cohort (national)
Discretionary AUM
$1.94B
Non-discretionary $175.6M
Clients
6,470
6,470 accounts
Employees
161
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Oct 23, 2012
- Principal office
- 125 FROEHLICH FARM BLVD., WOODBURY, NY, 11797
- Phone
- 631-845-5100
- Website
- https://www.vanderbiltfg.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.11B
- Discretionary AUM
- $1.94B
- Non-discretionary AUM
- $175.6M
- Discretionary accounts
- 5,912
- Non-discretionary accounts
- 558
- Total accounts
- 6,470
- AUM per client
- $326K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $20.0M |
| Charitable organizations | 8 | $1.7M |
| High net worth individuals | 395 | $938.9M |
| Pension and profit sharing plans | 243 | $62.2M |
| Individuals (other than high net worth individuals) | 5,804 | $1.09B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Dec 1, 2025 vs May 1, 2025 | Employees | 132 | 161 | increased by29 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 6,466 | 6,470 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $1,620,533,275 | $2,111,673,883 | increased by$491,140,608 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 6,469 | 6,470 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 93 | 132 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 4,420 | 6,466 | increased by2,046 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,042,798,421 | $1,620,533,275 | increased by$577,734,854 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,420 | 6,469 | increased by2,049 |
| Dec 1, 2021 | Employees | 95 | 93 | decreased by2 |
| Dec 1, 2021 | Clients | 3,354 | 4,420 | increased by1,066 |
| Dec 1, 2021 | AUM | $736,703,626 | $1,042,798,421 | increased by$306,094,795 |
| Dec 1, 2021 | Accounts | 3,354 | 4,420 | increased by1,066 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VANDERBILT ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VANDERBILT ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.