VANDERBILT ADVISORY SERVICES

Legal name: PFG INVESTMENTS, LLC

CRD 116537File 801-77166

APPROVED

Retail clients

Disclosure events

Filing as of Feb 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$2.11B

Top 25% of cohort (national)

Discretionary AUM

$1.94B

Non-discretionary $175.6M

Clients

6,470

6,470 accounts

Employees

161

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Oct 23, 2012
Principal office: 125 FROEHLICH FARM BLVD., WOODBURY, NY, 11797
Phone: 631-845-5100
Website: https://www.pfgnyonline.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.11B
Discretionary AUM: $1.94B
Non-discretionary AUM: $175.6M
Discretionary accounts: 5,912
Non-discretionary accounts: 558
Total accounts: 6,470
AUM per client: $326K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	20	$20.0M
Charitable organizations	8	$1.7M
High net worth individuals	395	$938.9M
Pension and profit sharing plans	243	$62.2M
Individuals (other than high net worth individuals)	5,804	$1.09B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11D2
Q11D4
Q11E2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.