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EQUITY ADVISORS OF KENTUCKY INC
CRD 116398File 801-112311
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$141.6M
Bottom 25% of cohort (national)
Discretionary AUM
$6.6M
Non-discretionary $135.0M
Clients
114
530 accounts
Employees
3
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 12, 2018
- Principal office
- 2201 REGENCY ROAD, SUITE 504, LEXINGTON, KY, 40503
- Phone
- 502-829-9244
- Website
- HTTP://WWW.EA-KY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $141.6M
- Discretionary AUM
- $6.6M
- Non-discretionary AUM
- $135.0M
- Discretionary accounts
- 30
- Non-discretionary accounts
- 500
- Total accounts
- 530
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 20 | $45.9M |
| Individuals (other than high net worth individuals) | 94 | $95.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.