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EQUITY ADVISORS OF KENTUCKY INC
CRD 116398File 801-112311
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$141.6M
Bottom 25% of cohort (national)
Discretionary AUM
$6.6M
Non-discretionary $135.0M
Clients
114
530 accounts
Employees
3
Bottom 25% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 12, 2018
- Principal office
- 2201 REGENCY ROAD, SUITE 504, LEXINGTON, KY, 40503
- Phone
- 502-829-9244
- Website
- HTTP://WWW.EA-KY.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $141.6M
- Discretionary AUM
- $6.6M
- Non-discretionary AUM
- $135.0M
- Discretionary accounts
- 30
- Non-discretionary accounts
- 500
- Total accounts
- 530
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 20 | $45.9M |
| Individuals (other than high net worth individuals) | 94 | $95.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 118 | 114 | decreased by4 |
| Apr 1, 2026 | AUM | $124,997,429 | $141,596,255 | increased by$16,598,826 |
| Apr 1, 2026 | Accounts | 118 | 530 | increased by412 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 3 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 141 | 118 | decreased by23 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $131,313,257 | $124,997,429 | decreased by$6,315,828 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 754 | 118 | decreased by636 |
| Apr 1, 2022 | Employees | 7 | 5 | decreased by2 |
| Apr 1, 2022 | Disclosures | No | Yes | |
| Apr 1, 2022 | Clients | 139 | 141 | increased by2 |
| Apr 1, 2022 | AUM | $122,636,122 | $131,313,257 | increased by$8,677,135 |
| Apr 1, 2022 | Accounts | 139 | 754 | increased by615 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EQUITY ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EQUITY ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.