← Directory
FOUNDATION RESOURCE MANAGEMENT, INC.
CRD 116359File 801-60714
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.14B
Above cohort median (national)
Discretionary AUM
$1.14B
Clients
250
597 accounts
Employees
9
Top 25% of cohort in AR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Nov 21, 2001
- Principal office
- 401 W. CAPITOL, SUITE 503, LITTLE ROCK, AR, 72201
- Phone
- 501-534-2675
- Website
- HTTP://WWW.FRMLR.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.14B
- Discretionary AUM
- $1.14B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 597
- Non-discretionary accounts
- 0
- Total accounts
- 597
- AUM per client
- $4.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $115.3M |
| Insurance companies | Fewer than 5 | $1.3M |
| Charitable organizations | 21 | $169.5M |
| High net worth individuals | 157 | $748.8M |
| Pension and profit sharing plans | 10 | $69.6M |
| Individuals (other than high net worth individuals) | 54 | $33.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 11 | 9 | decreased by2 |
| Apr 1, 2026 | Clients | 257 | 250 | decreased by7 |
| Apr 1, 2026 | AUM | $918,374,450 | $1,137,777,991 | increased by$219,403,541 |
| Apr 1, 2026 | Accounts | 609 | 597 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 215 | 257 | increased by42 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $791,592,719 | $918,374,450 | increased by$126,781,731 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 476 | 609 | increased by133 |
| Apr 1, 2022 | Clients | 191 | 215 | increased by24 |
| Apr 1, 2022 | AUM | $631,364,229 | $791,592,719 | increased by$160,228,490 |
| Apr 1, 2022 | Accounts | 420 | 476 | increased by56 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FOUNDATION RESOURCE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FOUNDATION RESOURCE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.