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WELLESLEY ASSET MANAGEMENT, INC.
CRD 116176File 801-61288
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.99B
Top 25% of cohort (national)
Discretionary AUM
$1.99B
Non-discretionary $5.6M
Clients
1,296
1,956 accounts
Employees
30
Top 10% of cohort in NH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 27, 2002
- Principal office
- 100 MARKET STREET, SUITE 203, PORTSMOUTH, NH, 03801
- Phone
- 781-416-4000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.99B
- Discretionary AUM
- $1.99B
- Non-discretionary AUM
- $5.6M
- Discretionary accounts
- 1,948
- Non-discretionary accounts
- 8
- Total accounts
- 1,956
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $10.2M |
| Insurance companies | Fewer than 5 | $11.1M |
| Investment companies | 3 | $780.6M |
| Charitable organizations | 12 | $44.1M |
| High net worth individuals | 288 | $487.1M |
| Pooled investment vehicles | 1 | $137.7M |
| Pension and profit sharing plans | 22 | $126.5M |
| Individuals (other than high net worth individuals) | 958 | $393.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.