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WELLESLEY ASSET MANAGEMENT, INC.
CRD 116176File 801-61288
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.99B
Top 25% of cohort (national)
Discretionary AUM
$1.99B
Non-discretionary $5.6M
Clients
1,296
1,956 accounts
Employees
30
Top 10% of cohort in NH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jun 27, 2002
- Principal office
- 100 MARKET STREET, SUITE 203, PORTSMOUTH, NH, 03801
- Phone
- 781-416-4000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.99B
- Discretionary AUM
- $1.99B
- Non-discretionary AUM
- $5.6M
- Discretionary accounts
- 1,948
- Non-discretionary accounts
- 8
- Total accounts
- 1,956
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 9 | $10.2M |
| Insurance companies | Fewer than 5 | $11.1M |
| Investment companies | 3 | $780.6M |
| Charitable organizations | 12 | $44.1M |
| High net worth individuals | 288 | $487.1M |
| Pooled investment vehicles | 1 | $137.7M |
| Pension and profit sharing plans | 22 | $126.5M |
| Individuals (other than high net worth individuals) | 958 | $393.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 1,478 | 1,296 | decreased by182 |
| Apr 1, 2026 | AUM | $2,063,684,848 | $1,991,266,449 | decreased by$72,418,399 |
| Apr 1, 2026 | Accounts | 1,478 | 1,956 | increased by478 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 37 | 30 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,836 | 1,478 | decreased by358 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,118,885,132 | $2,063,684,848 | decreased by$1,055,200,284 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,836 | 1,478 | decreased by358 |
| Apr 1, 2022 | Employees | 41 | 37 | decreased by4 |
| Apr 1, 2022 | Clients | 1,657 | 1,836 | increased by179 |
| Apr 1, 2022 | AUM | $2,786,278,795 | $3,118,885,132 | increased by$332,606,337 |
| Apr 1, 2022 | Accounts | 1,657 | 1,836 | increased by179 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WELLESLEY ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WELLESLEY ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.