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FOCUS FINANCIAL
Legal name: FOCUS FINANCIAL NETWORK, INC.
CRD 116140File 801-71117
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.82B
Top 25% of cohort (national)
Discretionary AUM
$6.57B
Non-discretionary $249.9M
Clients
13,684
27,510 accounts
Employees
189
Top 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 2, 2010
- Principal office
- 1300 GODWARD STREET NE, SUITE 5500, MINNEAPOLIS, MN, 55413
- Phone
- 651-631-8166
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.82B
- Discretionary AUM
- $6.57B
- Non-discretionary AUM
- $249.9M
- Discretionary accounts
- 26,512
- Non-discretionary accounts
- 998
- Total accounts
- 27,510
- AUM per client
- $499K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 88 | $68.0M |
| Charitable organizations | Fewer than 5 | $2.0M |
| High net worth individuals | 1,697 | $3.86B |
| Pension and profit sharing plans | 33 | $52.7M |
| Individuals (other than high net worth individuals) | 11,863 | $2.84B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGER
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.