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FOCUS FINANCIAL
Legal name: FOCUS FINANCIAL NETWORK, INC.
CRD 116140File 801-71117
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.82B
Top 25% of cohort (national)
Discretionary AUM
$6.57B
Non-discretionary $249.9M
Clients
13,684
27,510 accounts
Employees
189
Top 25% of cohort in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 2, 2010
- Principal office
- 1300 GODWARD STREET NE, SUITE 5500, MINNEAPOLIS, MN, 55413
- Phone
- 651-631-8166
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.82B
- Discretionary AUM
- $6.57B
- Non-discretionary AUM
- $249.9M
- Discretionary accounts
- 26,512
- Non-discretionary accounts
- 998
- Total accounts
- 27,510
- AUM per client
- $499K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 88 | $68.0M |
| Charitable organizations | Fewer than 5 | $2.0M |
| High net worth individuals | 1,697 | $3.86B |
| Pension and profit sharing plans | 33 | $52.7M |
| Individuals (other than high net worth individuals) | 11,863 | $2.84B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PERCENTAGE OF ASSETS UNDER MANAGEMENT WITH THIRD PARTY MANAGER
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 172 | 189 | increased by17 |
| Apr 1, 2026 | Clients | 14,027 | 13,684 | decreased by343 |
| Apr 1, 2026 | AUM | $6,262,663,508 | $6,823,756,233 | increased by$561,092,725 |
| Apr 1, 2026 | Accounts | 26,057 | 27,510 | increased by1,453 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 210 | 172 | decreased by38 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 10,204 | 14,027 | increased by3,823 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,084,683,954 | $6,262,663,508 | increased by$1,177,979,554 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 25,116 | 26,057 | increased by941 |
| Apr 1, 2022 | Employees | 202 | 210 | increased by8 |
| Apr 1, 2022 | Clients | 9,713 | 10,204 | increased by491 |
| Apr 1, 2022 | AUM | $4,166,788,948 | $5,084,683,954 | increased by$917,895,006 |
| Apr 1, 2022 | Accounts | 23,104 | 25,116 | increased by2,012 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FOCUS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FOCUS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.