← Directory
HARMONY ASSET MANAGEMENT LLC
CRD 116069File 801-118731
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 23, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$462.5M
Above cohort median (national)
Discretionary AUM
$416.6M
Non-discretionary $45.9M
Clients
275
602 accounts
Employees
10
Above cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 15, 2020
- Principal office
- 16220 N. SCOTTSDALE ROAD, SUITE 300, SCOTTSDALE, AZ, 85254
- Phone
- 480-314-5967
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $462.5M
- Discretionary AUM
- $416.6M
- Non-discretionary AUM
- $45.9M
- Discretionary accounts
- 523
- Non-discretionary accounts
- 79
- Total accounts
- 602
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $16.2M |
| Charitable organizations | 2 | $77.6M |
| High net worth individuals | 133 | $314.9M |
| Individuals (other than high net worth individuals) | 133 | $53.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.