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VISTA INVESTMENT MANAGEMENT, LLC
CRD 116068File 801-112652
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$323.9M
Below cohort median (national)
Discretionary AUM
$319.2M
Non-discretionary $4.7M
Clients
189
544 accounts
Employees
4
Below cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 16, 2018
- Principal office
- 400 PENN CENTER BLVD., SUITE 555, PITTSBURGH, PA, 15235-5610
- Phone
- 412-824-5940
- Website
- https://www.vista-im.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $323.9M
- Discretionary AUM
- $319.2M
- Non-discretionary AUM
- $4.7M
- Discretionary accounts
- 540
- Non-discretionary accounts
- 4
- Total accounts
- 544
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $35.9M |
| Charitable organizations | Fewer than 5 | $5.2M |
| High net worth individuals | 78 | $243.5M |
| Individuals (other than high net worth individuals) | 102 | $39.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 185 | 189 | increased by4 |
| Apr 1, 2026 | AUM | $286,317,129 | $323,938,503 | increased by$37,621,374 |
| Apr 1, 2026 | Accounts | 530 | 544 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 169 | 185 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $212,170,993 | $286,317,129 | increased by$74,146,136 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 479 | 530 | increased by51 |
| Apr 1, 2022 | Employees | 4 | 3 | decreased by1 |
| Apr 1, 2022 | Clients | 157 | 169 | increased by12 |
| Apr 1, 2022 | AUM | $185,219,121 | $212,170,993 | increased by$26,951,872 |
| Apr 1, 2022 | Accounts | 432 | 479 | increased by47 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VISTA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VISTA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.