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VISTA INVESTMENT MANAGEMENT, LLC
CRD 116068File 801-112652
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$323.9M
Below cohort median (national)
Discretionary AUM
$319.2M
Non-discretionary $4.7M
Clients
189
544 accounts
Employees
4
Below cohort median in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Mar 16, 2018
- Principal office
- 400 PENN CENTER BLVD., SUITE 555, PITTSBURGH, PA, 15235-5610
- Phone
- 412-824-5940
- Website
- https://www.vista-im.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $323.9M
- Discretionary AUM
- $319.2M
- Non-discretionary AUM
- $4.7M
- Discretionary accounts
- 540
- Non-discretionary accounts
- 4
- Total accounts
- 544
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $35.9M |
| Charitable organizations | Fewer than 5 | $5.2M |
| High net worth individuals | 78 | $243.5M |
| Individuals (other than high net worth individuals) | 102 | $39.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.