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B. RILEY WEALTH ADVISORS, INC.
CRD 115927File 801-64837
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.21B
Top 25% of cohort (national)
Discretionary AUM
$2.79B
Non-discretionary $1.42B
Clients
10,573
10,573 accounts
Employees
268
Top 10% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 3, 2005
- Principal office
- 40 S. MAIN ST., SUITE 1600, MEMPHIS, TN, 38103
- Phone
- 901-251-1330
- Website
- https://www.brileywealth.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.21B
- Discretionary AUM
- $2.79B
- Non-discretionary AUM
- $1.42B
- Discretionary accounts
- 7,143
- Non-discretionary accounts
- 3,430
- Total accounts
- 10,573
- AUM per client
- $398K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 194 | $89.9M |
| Charitable organizations | 16 | $17.5M |
| High net worth individuals | 801 | $1.89B |
| Pension and profit sharing plans | 267 | $85.3M |
| Individuals (other than high net worth individuals) | 9,295 | $2.13B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 350 | 268 | decreased by82 |
| Apr 1, 2026 | Clients | 17,372 | 10,573 | decreased by6,799 |
| Apr 1, 2026 | AUM | $7,027,862,844 | $4,211,631,082 | decreased by$2,816,231,762 |
| Apr 1, 2026 | Accounts | 17,372 | 10,573 | decreased by6,799 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 337 | 350 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 16,666 | 17,372 | increased by706 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $6,501,151,567 | $7,027,862,844 | increased by$526,711,277 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 16,778 | 17,372 | increased by594 |
| Jan 1, 2022 | Employees | 324 | 337 | increased by13 |
| Jan 1, 2022 | Clients | 12,998 | 16,666 | increased by3,668 |
| Jan 1, 2022 | AUM | $4,889,886,592 | $6,501,151,567 | increased by$1,611,264,975 |
| Jan 1, 2022 | Accounts | 12,998 | 16,778 | increased by3,780 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RILEY WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RILEY WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.