B. RILEY WEALTH ADVISORS, INC.

CRD 115927File 801-64837

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$4.21B

Top 25% of cohort (national)

Discretionary AUM

$2.79B

Non-discretionary $1.42B

Clients

10,573

10,573 accounts

Employees

268

Top 10% of cohort in TN

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: ARO
Registration date: Nov 3, 2005
Principal office: 40 S. MAIN ST., SUITE 1600, MEMPHIS, TN, 38103
Phone: 901-251-1330
Website: https://www.brileywealth.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $4.21B
Discretionary AUM: $2.79B
Non-discretionary AUM: $1.42B
Discretionary accounts: 7,143
Non-discretionary accounts: 3,430
Total accounts: 10,573
AUM per client: $398K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	194	$89.9M
Charitable organizations	16	$17.5M
High net worth individuals	801	$1.89B
Pension and profit sharing plans	267	$85.3M
Individuals (other than high net worth individuals)	9,295	$2.13B

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11
Q11C1
Q11C2
Q11C4
Q11C5
Q11D2
Q11D4
Q11D5
Q11E2
Q11E4

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.