ROCKBRIDGE INVESTMENT MANAGEMENT, LLC

CRD 115754File 801-60639

APPROVED

Retail clients

Custody

Filing as of Jul 14, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.84B

Top 25% of cohort (national)

Discretionary AUM

$1.79B

Non-discretionary $50.8M

Clients

1,587

4,133 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Oct 18, 2001
Principal office: 220 SOUTH WARREN STREET, 9TH FLOOR, SYRACUSE, NY, 13202
Phone: 315-671-0588
Website: HTTPS://WWW.FACEBOOK.COM/Rockbridgeinvest/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.84B
Discretionary AUM: $1.79B
Non-discretionary AUM: $50.8M
Discretionary accounts: 4,057
Non-discretionary accounts: 76
Total accounts: 4,133
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	19	$223.2M
Charitable organizations	43	$180.7M
High net worth individuals	316	$1.03B
Pension and profit sharing plans	7	$79.3M
Individuals (other than high net worth individuals)	1,202	$326.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.