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SUTTERFIELD FINANCIAL GROUP, INC.
CRD 115652File 801-63652
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$274.4M
Below cohort median (national)
Discretionary AUM
$263.7M
Non-discretionary $10.7M
Clients
1,129
2,392 accounts
Employees
32
Below cohort median in OK
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 3, 2005
- Principal office
- 501 SE FOURTH STREET, BARTLESVILLE, OK, 74003
- Phone
- (918) 338-2255
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $274.4M
- Discretionary AUM
- $263.7M
- Non-discretionary AUM
- $10.7M
- Discretionary accounts
- 2,280
- Non-discretionary accounts
- 112
- Total accounts
- 2,392
- AUM per client
- $243K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $2.9M |
| Insurance companies | 13 | $34.9M |
| Charitable organizations | 9 | $8.8M |
| High net worth individuals | 45 | $62.3M |
| Pension and profit sharing plans | 100 | $53.7M |
| Individuals (other than high net worth individuals) | 944 | $111.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.