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SUTTERFIELD FINANCIAL GROUP, INC.
CRD 115652File 801-63652
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$274.4M
Below cohort median (national)
Discretionary AUM
$263.7M
Non-discretionary $10.7M
Clients
1,129
2,392 accounts
Employees
32
Below cohort median in OK
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 3, 2005
- Principal office
- 501 SE FOURTH STREET, BARTLESVILLE, OK, 74003
- Phone
- (918) 338-2255
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $274.4M
- Discretionary AUM
- $263.7M
- Non-discretionary AUM
- $10.7M
- Discretionary accounts
- 2,280
- Non-discretionary accounts
- 112
- Total accounts
- 2,392
- AUM per client
- $243K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $2.9M |
| Insurance companies | 13 | $34.9M |
| Charitable organizations | 9 | $8.8M |
| High net worth individuals | 45 | $62.3M |
| Pension and profit sharing plans | 100 | $53.7M |
| Individuals (other than high net worth individuals) | 944 | $111.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 24 | 32 | increased by8 |
| Apr 1, 2026 | Clients | 1,003 | 1,129 | increased by126 |
| Apr 1, 2026 | AUM | $220,821,609 | $274,397,181 | increased by$53,575,572 |
| Apr 1, 2026 | Accounts | 2,280 | 2,392 | increased by112 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 17 | 24 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,397 | 1,003 | decreased by394 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $204,842,027 | $220,821,609 | increased by$15,979,582 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,136 | 2,280 | increased by144 |
| Apr 1, 2022 | Clients | 1,188 | 1,397 | increased by209 |
| Apr 1, 2022 | AUM | $200,339,776 | $204,842,027 | increased by$4,502,251 |
| Apr 1, 2022 | Accounts | 2,069 | 2,136 | increased by67 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SUTTERFIELD FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SUTTERFIELD FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.