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MAROTTA WEALTH MANAGEMENT, INC.

Legal name: MAROTTA ASSET MANAGEMENT, INC.

CRD 115645File 801-62848
APPROVED
Retail clients
Custody
Filing as of Jul 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$686.0M
Above cohort median (national)
Discretionary AUM
$660.9M
Non-discretionary $25.1M
Clients
366
1,947 accounts
Employees
16
Above cohort median in VA

Identity & registration

ADV Item 1
Organization form
Corporation
Firm type
Registered
SEC region
PLRO
Registration date
Mar 10, 2004
Principal office
1000 EDNAM CENTER, SUITE 200, CHARLOTTESVILLE, VA, 22903-4615
Phone
434-244-0000

Assets & accounts

ADV Item 5F
Total regulatory AUM
$686.0M
Discretionary AUM
$660.9M
Non-discretionary AUM
$25.1M
Discretionary accounts
1,790
Non-discretionary accounts
157
Total accounts
1,947
AUM per client
$1.9M

Clients by type

ADV Item 5D
Client typeClientsAUM
OtherFewer than 5$0
Non-U.S. personsFewer than 5$0
Insurance companiesFewer than 5$0
Charitable organizationsFewer than 5$849K
Other investment advisersFewer than 5$0
High net worth individuals185$610.4M
Banking or thrift institutionsFewer than 5$0
Pension and profit sharing plans10$22.2M
State or municipal government entitiesFewer than 5$0
Individuals (other than high net worth individuals)169$52.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Fixed fees
  • Hourly charges
  • A percentage of assets under your management

Advisory activities

  • Other
  • Financial planning services
  • Selection of other advisers
  • Portfolio management for other
  • Portfolio management for businesses
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
Yes
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromToChange
Apr 1, 2026Employees1516increased by1
Apr 1, 2026Clients370366decreased by4
Apr 1, 2026AUM$603,847,208$686,035,648increased by$82,188,440
Apr 1, 2026Accounts1,9951,947decreased by48
Dec 1, 2025
vs May 1, 2025
Employees1615decreased by1
May 1, 2025
vs Oct 1, 2022
Clients407370decreased by37
May 1, 2025
vs Oct 1, 2022
AUM$569,583,576$603,847,208increased by$34,263,632
May 1, 2025
vs Oct 1, 2022
Accounts1,7251,995increased by270
Apr 1, 2022Clients358407increased by49
Apr 1, 2022AUM$470,739,847$569,583,576increased by$98,843,729
Apr 1, 2022Accounts1,5121,725increased by213
Apr 1, 2021Registration—APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “MAROTTA WEALTH” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MAROTTA WEALTH” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.