← Directory
WAVERLY ADVISORS, LLC
CRD 115332File 801-60741
APPROVED
Retail clients
Custody
Filing as of Aug 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$29.87B
Top 10% of cohort (national)
Discretionary AUM
$25.22B
Non-discretionary $4.65B
Clients
13,689
35,709 accounts
Employees
414
Top 10% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 30, 2001
- Principal office
- 600 UNIVERSITY PARK PLACE, SUITE 501, BIRMINGHAM, AL, 35209
- Phone
- 205-871-3334
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $29.87B
- Discretionary AUM
- $25.22B
- Non-discretionary AUM
- $4.65B
- Discretionary accounts
- 34,106
- Non-discretionary accounts
- 1,603
- Total accounts
- 35,709
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 200 | $1.11B |
| Insurance companies | 1 | $15.6M |
| Investment companies | 1 | $16.6M |
| Charitable organizations | 81 | $823.0M |
| High net worth individuals | 4,302 | $17.41B |
| Pooled investment vehicles | 27 | $1.85B |
| Banking or thrift institutions | 2 | $3.9M |
| Pension and profit sharing plans | 453 | $4.85B |
| State or municipal government entities | 1 | $14.4M |
| Individuals (other than high net worth individuals) | 8,621 | $3.78B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.