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WAVERLY ADVISORS, LLC
CRD 115332File 801-60741
APPROVED
Retail clients
Custody
Filing as of Aug 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$29.87B
Top 10% of cohort (national)
Discretionary AUM
$25.22B
Non-discretionary $4.65B
Clients
13,689
35,709 accounts
Employees
414
Top 10% of cohort in AL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 30, 2001
- Principal office
- 600 UNIVERSITY PARK PLACE, SUITE 501, BIRMINGHAM, AL, 35209
- Phone
- 205-871-3334
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $29.87B
- Discretionary AUM
- $25.22B
- Non-discretionary AUM
- $4.65B
- Discretionary accounts
- 34,106
- Non-discretionary accounts
- 1,603
- Total accounts
- 35,709
- AUM per client
- $2.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 200 | $1.11B |
| Insurance companies | 1 | $15.6M |
| Investment companies | 1 | $16.6M |
| Charitable organizations | 81 | $823.0M |
| High net worth individuals | 4,302 | $17.41B |
| Pooled investment vehicles | 27 | $1.85B |
| Banking or thrift institutions | 2 | $3.9M |
| Pension and profit sharing plans | 453 | $4.85B |
| State or municipal government entities | 1 | $14.4M |
| Individuals (other than high net worth individuals) | 8,621 | $3.78B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | AUM | $29,781,065,619 | $29,872,072,116 | increased by$91,006,497 |
| Apr 1, 2026 | Employees | 384 | 414 | increased by30 |
| Apr 1, 2026 | Clients | 12,463 | 13,689 | increased by1,226 |
| Apr 1, 2026 | AUM | $28,263,743,199 | $29,781,065,619 | increased by$1,517,322,420 |
| Apr 1, 2026 | Accounts | 34,313 | 35,709 | increased by1,396 |
| Jan 1, 2026 | Employees | 371 | 384 | increased by13 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 281 | 371 | increased by90 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 10,085 | 12,463 | increased by2,378 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $16,130,190,961 | $28,263,743,199 | increased by$12,133,552,238 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 26,740 | 34,313 | increased by7,573 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 63 | 281 | increased by218 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,413 | 10,085 | increased by8,672 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,465,757,285 | $16,130,190,961 | increased by$11,664,433,676 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,392 | 26,740 | increased by23,348 |
| Aug 1, 2022 | Employees | 43 | 63 | increased by20 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WAVERLY ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WAVERLY ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.