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RATHER & KITTRELL, INC.
CRD 114885File 801-66996
APPROVED
Retail clients
Custody
Filing as of Aug 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.25B
Top 25% of cohort (national)
Discretionary AUM
$1.30B
Non-discretionary $951.8M
Clients
1,110
3,206 accounts
Employees
32
Top 25% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 14, 2006
- Principal office
- 11905 KINGSTON PIKE, KNOXVILLE, TN, 37934
- Phone
- 865-218-8400
- Website
- HTTP://WWW.RKCAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.25B
- Discretionary AUM
- $1.30B
- Non-discretionary AUM
- $951.8M
- Discretionary accounts
- 3,093
- Non-discretionary accounts
- 113
- Total accounts
- 3,206
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $9.3M |
| Insurance companies | Fewer than 5 | $3.0M |
| Charitable organizations | 7 | $23.9M |
| Other investment advisers | Fewer than 5 | $1.7M |
| High net worth individuals | 369 | $993.0M |
| Banking or thrift institutions | Fewer than 5 | $79.7M |
| Pension and profit sharing plans | 113 | $864.7M |
| State or municipal government entities | Fewer than 5 | $1.8M |
| Individuals (other than high net worth individuals) | 613 | $275.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 30 | 32 | increased by2 |
| Apr 1, 2026 | Clients | 1,133 | 1,110 | decreased by23 |
| Apr 1, 2026 | AUM | $1,855,203,829 | $2,252,296,454 | increased by$397,092,625 |
| Apr 1, 2026 | Accounts | 3,129 | 3,206 | increased by77 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 27 | 30 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 987 | 1,133 | increased by146 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,271,370,168 | $1,855,203,829 | increased by$583,833,661 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,450 | 3,129 | increased by679 |
| Apr 1, 2022 | Employees | 22 | 27 | increased by5 |
| Apr 1, 2022 | Clients | 907 | 987 | increased by80 |
| Apr 1, 2022 | AUM | $1,057,573,646 | $1,271,370,168 | increased by$213,796,522 |
| Apr 1, 2022 | Accounts | 2,291 | 2,450 | increased by159 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RATHER KITTRELL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RATHER KITTRELL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.