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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC

CRD 114649File 801-60512
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$36.93B
Top 10% of cohort (national)
Discretionary AUM
$36.93B
Clients
93
103 accounts
Employees
64
Top 10% of cohort in CA

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
LARO
Registration date
Sep 5, 2001
Principal office
601 SOUTH FIGUEROA STREET, 39TH FLOOR, LOS ANGELES, CA, 90017-5704
Phone
213-430-1000

Assets & accounts

ADV Item 5F
Total regulatory AUM
$36.93B
Discretionary AUM
$36.93B
Non-discretionary AUM
$0
Discretionary accounts
103
Non-discretionary accounts
0
Total accounts
103
AUM per client
$397.1M

Clients by type

ADV Item 5D
Client typeClientsAUM
Insurance companiesFewer than 5$16.9M
Investment companies26$24.54B
Charitable organizations11$910.2M
Other investment advisers9$13.8M
Pooled investment vehicles19$4.89B
Pension and profit sharing plans16$4.03B
State or municipal government entities12$2.44B

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Other
  • Fixed fees
  • Other (described)% OF AUM IN MODEL PORTFOLIO
  • Performance-based fees
  • A percentage of assets under your management

Advisory activities

  • Other advisory activities
  • Portfolio management for businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
Yes
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
Yes
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

DateFieldFromTo
Aug 17, 2026Clients9893
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.