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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
CRD 114649File 801-60512
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$36.93B
Top 10% of cohort (national)
Discretionary AUM
$36.93B
Clients
93
103 accounts
Employees
64
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 5, 2001
- Principal office
- 601 SOUTH FIGUEROA STREET, 39TH FLOOR, LOS ANGELES, CA, 90017-5704
- Phone
- 213-430-1000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.93B
- Discretionary AUM
- $36.93B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 103
- Non-discretionary accounts
- 0
- Total accounts
- 103
- AUM per client
- $397.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $16.9M |
| Investment companies | 26 | $24.54B |
| Charitable organizations | 11 | $910.2M |
| Other investment advisers | 9 | $13.8M |
| Pooled investment vehicles | 19 | $4.89B |
| Pension and profit sharing plans | 16 | $4.03B |
| State or municipal government entities | 12 | $2.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — % OF AUM IN MODEL PORTFOLIO
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 98 | 93 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.

