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HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC
CRD 114649File 801-60512
APPROVED
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$36.93B
Top 10% of cohort (national)
Discretionary AUM
$36.93B
Clients
93
103 accounts
Employees
64
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 5, 2001
- Principal office
- 601 SOUTH FIGUEROA STREET, 39TH FLOOR, LOS ANGELES, CA, 90017-5704
- Phone
- 213-430-1000
- Website
- HTTP://WWW.HWCM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.93B
- Discretionary AUM
- $36.93B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 103
- Non-discretionary accounts
- 0
- Total accounts
- 103
- AUM per client
- $397.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $16.9M |
| Investment companies | 26 | $24.54B |
| Charitable organizations | 11 | $910.2M |
| Other investment advisers | 9 | $13.8M |
| Pooled investment vehicles | 19 | $4.89B |
| Pension and profit sharing plans | 16 | $4.03B |
| State or municipal government entities | 12 | $2.44B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — % OF AUM IN MODEL PORTFOLIO
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 98 | 93 | decreased by5 |
| Apr 1, 2026 | Employees | 63 | 64 | increased by1 |
| Apr 1, 2026 | Clients | 100 | 98 | decreased by2 |
| Apr 1, 2026 | AUM | $33,175,119,000 | $36,927,831,000 | increased by$3,752,712,000 |
| Apr 1, 2026 | Accounts | 104 | 103 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 61 | 63 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 70 | 100 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $34,930,395,000 | $33,175,119,000 | decreased by$1,755,276,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 95 | 104 | increased by9 |
| Apr 1, 2022 | Employees | 59 | 61 | increased by2 |
| Apr 1, 2022 | Clients | 78 | 70 | decreased by8 |
| Apr 1, 2022 | AUM | $31,713,889,000 | $34,930,395,000 | increased by$3,216,506,000 |
| Apr 1, 2022 | Accounts | 93 | 95 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HOTCHKIS WILEY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HOTCHKIS WILEY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.