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THREE MAGNOLIAS FINANCIAL ADVISORS
Legal name: THREE MAGNOLIAS FINANCIAL ADVISORS, LLC
CRD 114471File 801-60460
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$487.1M
Above cohort median (national)
Discretionary AUM
$449.3M
Non-discretionary $37.7M
Clients
618
1,632 accounts
Employees
7
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 30, 2001
- Principal office
- 110 OAKWOOD DRIVE, SUITE 480, WINSTON SALEM, NC, 27103
- Phone
- 336-701-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $487.1M
- Discretionary AUM
- $449.3M
- Non-discretionary AUM
- $37.7M
- Discretionary accounts
- 1,610
- Non-discretionary accounts
- 22
- Total accounts
- 1,632
- AUM per client
- $788K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 455 | $349.0M |
| Pension and profit sharing plans | 19 | $27.8M |
| Individuals (other than high net worth individuals) | 144 | $110.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 609 | 618 | increased by9 |
| Apr 1, 2026 | AUM | $414,201,000 | $487,056,157 | increased by$72,855,157 |
| Apr 1, 2026 | Accounts | 1,471 | 1,632 | increased by161 |
| Mar 1, 2026 | Disclosures | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Employees | 6 | 7 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 474 | 609 | increased by135 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $241,000,000 | $414,201,000 | increased by$173,201,000 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 812 | 1,471 | increased by659 |
| Apr 1, 2022 | Employees | 8 | 6 | decreased by2 |
| Apr 1, 2022 | Clients | 573 | 474 | decreased by99 |
| Apr 1, 2022 | AUM | $254,500,000 | $241,000,000 | decreased by$13,500,000 |
| Apr 1, 2022 | Accounts | 890 | 812 | decreased by78 |
| Jun 1, 2021 | Employees | 7 | 8 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “THREE MAGNOLIAS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“THREE MAGNOLIAS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.