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SOUNDVIEW ADVISORS
Legal name: SOUNDVIEW ADVISORS, INC.
CRD 114437File 801-68960
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$387.2M
Below cohort median (national)
Discretionary AUM
$387.2M
Clients
190
842 accounts
Employees
11
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 24, 2008
- Principal office
- 1441 WEST BAY DRIVE, SUITE 201, OLYMPIA, WA, 98502
- Phone
- 360-867-9890
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $387.2M
- Discretionary AUM
- $387.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 842
- Non-discretionary accounts
- 0
- Total accounts
- 842
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $872K |
| High net worth individuals | 112 | $344.9M |
| Individuals (other than high net worth individuals) | 77 | $41.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.