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SOUNDVIEW ADVISORS
Legal name: SOUNDVIEW ADVISORS, INC.
CRD 114437File 801-68960
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$387.2M
Below cohort median (national)
Discretionary AUM
$387.2M
Clients
190
842 accounts
Employees
11
Above cohort median in WA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 24, 2008
- Principal office
- 1441 WEST BAY DRIVE, SUITE 201, OLYMPIA, WA, 98502
- Phone
- 360-867-9890
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $387.2M
- Discretionary AUM
- $387.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 842
- Non-discretionary accounts
- 0
- Total accounts
- 842
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 1 | $872K |
| High net worth individuals | 112 | $344.9M |
| Individuals (other than high net worth individuals) | 77 | $41.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 176 | 190 | increased by14 |
| Apr 1, 2026 | AUM | $408,102,245 | $387,237,483 | decreased by$20,864,762 |
| Apr 1, 2026 | Accounts | 1,084 | 842 | decreased by242 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 11 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 162 | 176 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $314,432,923 | $408,102,245 | increased by$93,669,322 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 981 | 1,084 | increased by103 |
| Apr 1, 2022 | Employees | 11 | 12 | increased by1 |
| Apr 1, 2022 | AUM | $282,816,290 | $314,432,923 | increased by$31,616,633 |
| Apr 1, 2022 | Accounts | 941 | 981 | increased by40 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SOUNDVIEW ADVISORS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SOUNDVIEW ADVISORS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.