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HIGH PLAINS INVESTMENT ADVISORS, INC.
CRD 114404File 801-126221
APPROVED
Retail clients
Disclosure events
Filing as of Feb 9, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$191.2M
Bottom 25% of cohort (national)
Discretionary AUM
$191.2M
Clients
137
415 accounts
Employees
2
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Sep 22, 2022
- Principal office
- 7021 KEWANEE AVE., SUITE 5-102, LUBBOCK, TX, 79424
- Phone
- 806-793-7934
- Website
- https://www.hptxadvisors.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $191.2M
- Discretionary AUM
- $191.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 415
- Non-discretionary accounts
- 0
- Total accounts
- 415
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 9 | $86.8M |
| High net worth individuals | 25 | $75.5M |
| Individuals (other than high net worth individuals) | 103 | $28.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11F
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 142 | 137 | decreased by5 |
| Mar 1, 2026 | AUM | $159,229,318 | $191,167,024 | increased by$31,937,706 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 126 | 142 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $116,378,000 | $159,229,318 | increased by$42,851,318 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 372 | 415 | increased by43 |
| Oct 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HIGH PLAINS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HIGH PLAINS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.