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LUMMIS ASSET MANAGEMENT, L.P.
CRD 114357File 801-121447
APPROVED
Retail clients
Filing as of Apr 21, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$210.0M
Below cohort median (national)
Discretionary AUM
$210.0M
Clients
43
129 accounts
Employees
1
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Partnership
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 8, 2021
- Principal office
- 301 COMMERCE STREET, SUITE 1900, FORT WORTH, TX, 76102
- Phone
- 817-348-0577
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $210.0M
- Discretionary AUM
- $210.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 129
- Non-discretionary accounts
- 0
- Total accounts
- 129
- AUM per client
- $4.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $21.4M |
| High net worth individuals | 29 | $183.9M |
| Individuals (other than high net worth individuals) | 12 | $4.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.