THE GARDNER GROUP

Legal name: GARDNER ASSET MANAGEMENT LLC

CRD 114263File 801-136462

APPROVED

Retail clients

Filing as of May 11, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$125.3M

Bottom 25% of cohort (national)

Discretionary AUM

$125.3M

Clients

134

367 accounts

Employees

Bottom 25% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Jun 10, 2026
Principal office: 5656 N. CENTRAL EXPY, SUITE 500, DALLAS, TX, 75206
Phone: 214-706-4369
Website: HTTP://WWW.GARDNERGRP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $125.3M
Discretionary AUM: $125.3M
Non-discretionary AUM: $0
Discretionary accounts: 367
Non-discretionary accounts: 0
Total accounts: 367
AUM per client: $935K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$71K
High net worth individuals	37	$90.6M
Individuals (other than high net worth individuals)	96	$34.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.