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RHODES INVESTMENT ADVISORS, INC.
CRD 114245File 801-117510
APPROVED
Retail clients
Disclosure events
Filing as of Aug 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$419.2M
Below cohort median (national)
Discretionary AUM
$214.0M
Non-discretionary $205.3M
Clients
805
805 accounts
Employees
9
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Oct 18, 2019
- Principal office
- 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX, 76012
- Phone
- 817-334-0455
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $419.2M
- Discretionary AUM
- $214.0M
- Non-discretionary AUM
- $205.3M
- Discretionary accounts
- 481
- Non-discretionary accounts
- 324
- Total accounts
- 805
- AUM per client
- $521K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 16 | $83.6M |
| Individuals (other than high net worth individuals) | 789 | $335.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 29, 2026 | Clients | 815 | 805 | decreased by10 |
| Aug 29, 2026 | AUM | $376,312,618 | $419,244,652 | increased by$42,932,034 |
| Aug 29, 2026 | Accounts | 815 | 805 | decreased by10 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 799 | 815 | increased by16 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $266,194,908 | $376,312,618 | increased by$110,117,710 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 799 | 815 | increased by16 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 9 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 837 | 799 | decreased by38 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $322,283,263 | $266,194,908 | decreased by$56,088,355 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 837 | 799 | decreased by38 |
| Jul 1, 2022 | Employees | 12 | 11 | decreased by1 |
| Jul 1, 2022 | Clients | 835 | 837 | increased by2 |
| Jul 1, 2022 | AUM | $348,545,378 | $322,283,263 | decreased by$26,262,115 |
| Jul 1, 2022 | Accounts | 835 | 837 | increased by2 |
| Aug 1, 2021 | Employees | 10 | 12 | increased by2 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RHODES INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RHODES INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.