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BROOKTREE CAPITAL MANAGEMENT INC.
CRD 114173File 801-118307
APPROVED
Retail clients
Filing as of Mar 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$138.9M
Bottom 25% of cohort (national)
Discretionary AUM
$138.9M
Clients
74
143 accounts
Employees
2
Bottom 25% of cohort in MI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 24, 2020
- Principal office
- 4080 CAMELOT RIDGE DR SE, GRAND RAPIDS, MI, 49546-2420
- Phone
- 616-774-3159
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $138.9M
- Discretionary AUM
- $138.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 143
- Non-discretionary accounts
- 0
- Total accounts
- 143
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $93K |
| Charitable organizations | 1 | $170K |
| High net worth individuals | 31 | $102.2M |
| Pooled investment vehicles | 1 | $25.7M |
| Individuals (other than high net worth individuals) | 40 | $10.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 71 | 74 | increased by3 |
| Apr 1, 2026 | AUM | $147,755,589 | $138,924,111 | decreased by$8,831,478 |
| Apr 1, 2026 | Accounts | 71 | 143 | increased by72 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 70 | 71 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $175,672,177 | $147,755,589 | decreased by$27,916,588 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 151 | 71 | decreased by80 |
| Mar 1, 2022 | Clients | 66 | 70 | increased by4 |
| Mar 1, 2022 | AUM | $150,541,500 | $175,672,177 | increased by$25,130,677 |
| Mar 1, 2022 | Accounts | 138 | 151 | increased by13 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BROOKTREE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BROOKTREE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.