← Directory
DEW WEALTH MANAGEMENT
Legal name: DEW WEALTH MANAGEMENT, LLC
CRD 114148File 801-108014
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$464.7M
Above cohort median (national)
Discretionary AUM
$201.4M
Non-discretionary $263.3M
Clients
246
596 accounts
Employees
36
Above cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 24, 2016
- Principal office
- 8888 E. RAINTREE DRIVE, SUITE 110, SCOTTSDALE, AZ, 85260
- Phone
- 480-614-9119
- Website
- HTTPS://WWW.DEWWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $464.7M
- Discretionary AUM
- $201.4M
- Non-discretionary AUM
- $263.3M
- Discretionary accounts
- 223
- Non-discretionary accounts
- 373
- Total accounts
- 596
- AUM per client
- $1.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 209 | $450.5M |
| Individuals (other than high net worth individuals) | 37 | $14.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — PERCENTAGE RETIREMENT PLAN ASSETS UNDER ADVISEMENT
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11B1
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 5, 2026 | Employees | 40 | 36 | decreased by4 |
| Apr 1, 2026 | Employees | 30 | 40 | increased by10 |
| Apr 1, 2026 | Clients | 176 | 246 | increased by70 |
| Apr 1, 2026 | AUM | $361,883,561 | $464,654,933 | increased by$102,771,372 |
| Apr 1, 2026 | Accounts | 664 | 596 | decreased by68 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 30 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 167 | 176 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $242,339,128 | $361,883,561 | increased by$119,544,433 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 485 | 664 | increased by179 |
| Apr 1, 2022 | Employees | 10 | 13 | increased by3 |
| Apr 1, 2022 | Clients | 154 | 167 | increased by13 |
| Apr 1, 2022 | AUM | $178,430,906 | $242,339,128 | increased by$63,908,222 |
| Apr 1, 2022 | Accounts | 667 | 485 | decreased by182 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DEW WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DEW WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.