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MINDFUL ASSET PLANNING
Legal name: MINDFUL ASSET PLANNING LLC
CRD 113965File 801-80606
APPROVED
Filing as of Apr 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$529.5M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $529.5M
Clients
372
2,256 accounts
Employees
22
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 6, 2015
- Principal office
- 14530 PENNOCK AVE, APPLE VALLEY, MN, 55124
- Phone
- 952-432-4666
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $529.5M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $529.5M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 2,256
- Total accounts
- 2,256
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 372 | $529.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PERCENTAGE OF ASSETS SUPERVISED
Advisory activities
- Financial planning services
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 19 | 22 | increased by3 |
| May 1, 2026 | Clients | 358 | 372 | increased by14 |
| May 1, 2026 | AUM | $452,049,040 | $529,453,785 | increased by$77,404,745 |
| May 1, 2026 | Accounts | 2,223 | 2,256 | increased by33 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 19 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 291 | 358 | increased by67 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $368,342,616 | $452,049,040 | increased by$83,706,424 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,720 | 2,223 | increased by503 |
| Apr 1, 2022 | Employees | 12 | 16 | increased by4 |
| Apr 1, 2022 | Clients | 256 | 291 | increased by35 |
| Apr 1, 2022 | AUM | $281,964,467 | $368,342,616 | increased by$86,378,149 |
| Apr 1, 2022 | Accounts | 1,393 | 1,720 | increased by327 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MINDFUL ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MINDFUL ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.