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HILLSPRING FINANCIAL, INC.
CRD 113938File 801-130993
APPROVED
Retail clients
Custody
Filing as of Mar 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$186.0M
Bottom 25% of cohort (national)
Discretionary AUM
$186.0M
Clients
270
652 accounts
Employees
4
Below cohort median in AZ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Sep 11, 2024
- Principal office
- 12213 W. BELL ROAD, SUITE 209, SURPRISE, AZ, 85378
- Phone
- 623-583-6141
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $186.0M
- Discretionary AUM
- $186.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 652
- Non-discretionary accounts
- 0
- Total accounts
- 652
- AUM per client
- $689K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 29 | $58.3M |
| Pension and profit sharing plans | 10 | $53.3M |
| Individuals (other than high net worth individuals) | 231 | $74.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.