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PRINCETON CAPITAL MANAGEMENT LLC
CRD 113926File 801-60470
APPROVED
Retail clients
Custody
Filing as of Apr 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$435.5M
Below cohort median (national)
Discretionary AUM
$430.0M
Non-discretionary $5.5M
Clients
183
390 accounts
Employees
10
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 10, 2001
- Principal office
- 331 NEWMAN SPRINGS ROAD, SUITE 133, RED BANK, NJ, 07701-1074
- Phone
- 201-332-9800
- Website
- HTTP://PRINCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $435.5M
- Discretionary AUM
- $430.0M
- Non-discretionary AUM
- $5.5M
- Discretionary accounts
- 388
- Non-discretionary accounts
- 2
- Total accounts
- 390
- AUM per client
- $2.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $5.1M |
| Charitable organizations | 6 | $9.4M |
| High net worth individuals | 99 | $341.0M |
| Pooled investment vehicles | 2 | $25.1M |
| Pension and profit sharing plans | 2 | $6.2M |
| Individuals (other than high net worth individuals) | 72 | $46.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PERFORMANCE FEE PAID TO RELATED PARTY
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 184 | 183 | decreased by1 |
| May 1, 2026 | Employees | 9 | 10 | increased by1 |
| May 1, 2026 | Clients | 179 | 184 | increased by5 |
| May 1, 2026 | AUM | $373,288,801 | $435,479,718 | increased by$62,190,917 |
| May 1, 2026 | Accounts | 379 | 390 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 9 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 220 | 179 | decreased by41 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $378,384,021 | $373,288,801 | decreased by$5,095,220 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 373 | 379 | increased by6 |
| Apr 1, 2022 | Employees | 5 | 4 | decreased by1 |
| Apr 1, 2022 | Disclosures | Yes | No | |
| Apr 1, 2022 | Clients | 221 | 220 | decreased by1 |
| Apr 1, 2022 | AUM | $317,024,754 | $378,384,021 | increased by$61,359,267 |
| Apr 1, 2022 | Accounts | 368 | 373 | increased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRINCETON CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRINCETON CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.