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RIDGEBACK CAPITAL MANAGEMENT
Legal name: MANDALAY FINANCIAL, L.L.C.
CRD 113848File 801-79515
APPROVED
Retail clients
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$171.5M
Bottom 25% of cohort (national)
Discretionary AUM
$0
Non-discretionary $171.5M
Clients
113
114 accounts
Employees
3
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 25, 2014
- Principal office
- 6750 WEST LOOP SOUTH, SUITE 1080, BELLAIRE, TX, 77401
- Phone
- 713-667-4026
- Website
- HTTP://WWW.RIDGEBACKCM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $171.5M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $171.5M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 114
- Total accounts
- 114
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 72 | $163.8M |
| Individuals (other than high net worth individuals) | 41 | $7.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.