WINDWARD PRIVATE WEALTH MANAGEMENT INC.

CRD 113761File 801-79647

APPROVED

Retail clients

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$309.6M

Below cohort median (national)

Discretionary AUM

$308.3M

Non-discretionary $1.3M

Clients

235

949 accounts

Employees

Below cohort median in KS

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: May 12, 2014
Principal office: 10955 LOWELL AVENUE, SUITE 410, OVERLAND PARK, KS, 66210
Phone: 913-381-7411
Website: HTTP://WWW.WINDWARDFP.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $309.6M
Discretionary AUM: $308.3M
Non-discretionary AUM: $1.3M
Discretionary accounts: 948
Non-discretionary accounts: 1
Total accounts: 949
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	9	$891K
High net worth individuals	97	$235.7M
Pension and profit sharing plans	Fewer than 5	$4.6M
Individuals (other than high net worth individuals)	129	$68.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.