DELTA ASSET MANAGEMENT, LLC

CRD 113688File 801-60492

APPROVED

Retail clients

Custody

Disclosure events

Filing as of Jul 22, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.53B

Above cohort median (national)

Discretionary AUM

$1.53B

Clients

556

1,130 accounts

Employees

Top 25% of cohort in TN

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: ARO
Registration date: Nov 21, 2001
Principal office: 700 COLONIAL RD, SUITE 220, MEMPHIS, TN, 38117
Phone: 901-767-4791
Website: HTTP://WWW.DELTAASSET.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.53B
Discretionary AUM: $1.53B
Non-discretionary AUM: $0
Discretionary accounts: 1,130
Non-discretionary accounts: 0
Total accounts: 1,130
AUM per client: $2.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$8.8M
Charitable organizations	Fewer than 5	$43.9M
High net worth individuals	240	$1.30B
Pension and profit sharing plans	Fewer than 5	$38.2M
State or municipal government entities	Fewer than 5	$12.7M
Individuals (other than high net worth individuals)	303	$120.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other
Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5
Q11D2
Q11D4
Q11D5
Q11E2

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.