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DELTA ASSET MANAGEMENT, LLC
CRD 113688File 801-60492
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.53B
Above cohort median (national)
Discretionary AUM
$1.53B
Clients
556
1,130 accounts
Employees
10
Top 25% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Nov 21, 2001
- Principal office
- 700 COLONIAL RD, SUITE 220, MEMPHIS, TN, 38117
- Phone
- 901-767-4791
- Website
- HTTP://WWW.DELTAASSET.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.53B
- Discretionary AUM
- $1.53B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,130
- Non-discretionary accounts
- 0
- Total accounts
- 1,130
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $8.8M |
| Charitable organizations | Fewer than 5 | $43.9M |
| High net worth individuals | 240 | $1.30B |
| Pension and profit sharing plans | Fewer than 5 | $38.2M |
| State or municipal government entities | Fewer than 5 | $12.7M |
| Individuals (other than high net worth individuals) | 303 | $120.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 10 | increased by2 |
| Apr 1, 2026 | Clients | 545 | 556 | increased by11 |
| Apr 1, 2026 | AUM | $1,440,457,835 | $1,528,043,700 | increased by$87,585,865 |
| Apr 1, 2026 | Accounts | 1,123 | 1,130 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 8 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 547 | 545 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,473,421,564 | $1,440,457,835 | decreased by$32,963,729 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,110 | 1,123 | increased by13 |
| Mar 1, 2022 | Clients | 517 | 547 | increased by30 |
| Mar 1, 2022 | AUM | $1,251,198,296 | $1,473,421,564 | increased by$222,223,268 |
| Mar 1, 2022 | Accounts | 1,045 | 1,110 | increased by65 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DELTA ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DELTA ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.