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AXA INVESTMENT MANAGERS US INC
CRD 113608File 801-60374
APPROVED
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$79.24B
Top 10% of cohort (national)
Discretionary AUM
$78.34B
Non-discretionary $902.4M
Clients
60
208 accounts
Employees
167
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 25, 2001
- Principal office
- 787 7TH AVENUE, 5TH FLOOR ANNEX, NEW YORK, NY, 10019
- Phone
- 212-681-3181
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $79.24B
- Discretionary AUM
- $78.34B
- Non-discretionary AUM
- $902.4M
- Discretionary accounts
- 197
- Non-discretionary accounts
- 11
- Total accounts
- 208
- AUM per client
- $1.32B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 22 | $11.69B |
| Investment companies | 2 | $1.00B |
| Other investment advisers | 5 | $30.75B |
| Pooled investment vehicles | 28 | $35.00B |
| Banking or thrift institutions | Fewer than 5 | $12.7M |
| Pension and profit sharing plans | Fewer than 5 | $408.6M |
| State or municipal government entities | Fewer than 5 | $379.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — REAL ESTATE RELATED FEES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11A1
- Q11A2
- Q11C2
- Q11C4
- Q11C5
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 172 | 167 | decreased by5 |
| Apr 1, 2026 | Clients | 57 | 60 | increased by3 |
| Apr 1, 2026 | AUM | $76,657,102,013 | $79,242,927,489 | increased by$2,585,825,476 |
| Apr 1, 2026 | Accounts | 210 | 208 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | No | Yes | |
| Dec 1, 2025 vs May 1, 2025 | Clients | 58 | 57 | decreased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $91,130,905,080 | $76,657,102,013 | decreased by$14,473,803,067 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 212 | 210 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 166 | 172 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 46 | 58 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $112,225,950,457 | $91,130,905,080 | decreased by$21,095,045,377 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 248 | 212 | decreased by36 |
| Apr 1, 2022 | Employees | 90 | 166 | increased by76 |
| Apr 1, 2022 | Clients | 32 | 46 | increased by14 |
| Apr 1, 2022 | AUM | $93,649,440,818 | $112,225,950,457 | increased by$18,576,509,639 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “AXA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“AXA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.