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III CAPITAL MANAGEMENT
CRD 113539File 801-60505
APPROVED
Custody
Filing as of May 7, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$88.24B
Top 10% of cohort (national)
Discretionary AUM
$88.24B
Clients
21
25 accounts
Employees
9
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Partnership
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Aug 28, 2001
- Principal office
- 777 YAMATO ROAD, SUITE 300, BOCA RATON, FL, 33431
- Phone
- 561-544-4600
- Website
- HTTP://WWW.IIICM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $88.24B
- Discretionary AUM
- $88.24B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 25
- Non-discretionary accounts
- 0
- Total accounts
- 25
- AUM per client
- $4.20B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $236.5M |
| Non-U.S. persons | Fewer than 5 | $23.98B |
| Charitable organizations | Fewer than 5 | $193.5M |
| Pooled investment vehicles | 16 | $63.05B |
| Pension and profit sharing plans | 5 | $771.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SUBSCRIPTION FEES FOR ECONOMIC RESEARCH
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 19 | 21 | increased by2 |
| Apr 1, 2026 | AUM | $85,069,518,850 | $88,235,915,100 | increased by$3,166,396,250 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 11 | 9 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 29 | 19 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $57,115,755,602 | $85,069,518,850 | increased by$27,953,763,248 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 31 | 25 | decreased by6 |
| Jun 1, 2022 | Accounts | 30 | 31 | increased by1 |
| Apr 1, 2022 | Employees | 9 | 11 | increased by2 |
| Apr 1, 2022 | Clients | 24 | 29 | increased by5 |
| Apr 1, 2022 | AUM | $29,678,058,807 | $57,115,755,602 | increased by$27,437,696,795 |
| Apr 1, 2022 | Accounts | 29 | 30 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “III CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“III CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.