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CHARTER ADVISORY CORPORATION
Legal name: FINANCIAL CONSULTANTS & ADVISORY CORPORATION
CRD 113390File 801-119736
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$333.1M
Below cohort median (national)
Discretionary AUM
$275.8M
Non-discretionary $57.2M
Clients
593
877 accounts
Employees
15
Below cohort median in IN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 12, 2021
- Principal office
- 250 E. 96TH STREET, SUITE 200, INDIANAPOLIS, IN, 46240
- Phone
- 317-844-7416
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $333.1M
- Discretionary AUM
- $275.8M
- Non-discretionary AUM
- $57.2M
- Discretionary accounts
- 861
- Non-discretionary accounts
- 16
- Total accounts
- 877
- AUM per client
- $562K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.3M |
| Charitable organizations | Fewer than 5 | $928K |
| High net worth individuals | 203 | $204.0M |
| Pension and profit sharing plans | 18 | $52.6M |
| State or municipal government entities | Fewer than 5 | $6.5M |
| Individuals (other than high net worth individuals) | 372 | $66.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 15 | increased by1 |
| Apr 1, 2026 | Clients | 732 | 593 | decreased by139 |
| Apr 1, 2026 | AUM | $366,305,467 | $333,085,121 | decreased by$33,220,346 |
| Apr 1, 2026 | Accounts | 1,002 | 877 | decreased by125 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 14 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 584 | 732 | increased by148 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $268,062,230 | $366,305,467 | increased by$98,243,237 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 813 | 1,002 | increased by189 |
| Apr 1, 2022 | Employees | 16 | 15 | decreased by1 |
| Apr 1, 2022 | Clients | 757 | 584 | decreased by173 |
| Apr 1, 2022 | AUM | $203,977,519 | $268,062,230 | increased by$64,084,711 |
| Apr 1, 2022 | Accounts | 763 | 813 | increased by50 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CHARTER ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CHARTER ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.