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COVINGTON & ASSOCIATES, INC.
CRD 113357File 801-60359
APPROVED
Retail clients
Custody
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$308.2M
Below cohort median (national)
Discretionary AUM
$297.2M
Non-discretionary $11.0M
Clients
45
164 accounts
Employees
3
Below cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 20, 2001
- Principal office
- 597 WESTFIELD AVE, WESTFIELD, NJ, 07090-3300
- Phone
- 908-232-4717
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $308.2M
- Discretionary AUM
- $297.2M
- Non-discretionary AUM
- $11.0M
- Discretionary accounts
- 162
- Non-discretionary accounts
- 2
- Total accounts
- 164
- AUM per client
- $6.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $82.5M |
| Charitable organizations | Fewer than 5 | $24.0M |
| High net worth individuals | 30 | $194.4M |
| Pension and profit sharing plans | Fewer than 5 | $2.4M |
| Individuals (other than high net worth individuals) | 15 | $5.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.