TRIBECA FINANCIAL, LLC

CRD 113245File 801-60441

APPROVED

Retail clients

Filing as of Mar 17, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$248.3M

Below cohort median (national)

Discretionary AUM

$180.2M

Non-discretionary $68.1M

Clients

248

574 accounts

Employees

Below cohort median in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Jul 27, 2001
Principal office: 2812 N. NORWALK, STE 103, MESA, AZ, 85215
Phone: 480-553-6247
Website: HTTP://WWW.TRIBECAFINANCIAL.CO

Assets & accounts

ADV Item 5F

Total regulatory AUM: $248.3M
Discretionary AUM: $180.2M
Non-discretionary AUM: $68.1M
Discretionary accounts: 394
Non-discretionary accounts: 180
Total accounts: 574
AUM per client: $1.0M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	10	$35.1M
Charitable organizations	Fewer than 5	$31K
Other investment advisers	Fewer than 5	$5.6M
High net worth individuals	59	$143.8M
Pension and profit sharing plans	14	$26.2M
Individuals (other than high net worth individuals)	160	$37.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — REFERRAL FEES
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.