← Directory
HERITAGE INVESTMENT GROUP, INC.
CRD 113204File 801-60396
APPROVED
Retail clients
Custody
Filing as of Jul 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.23B
Top 25% of cohort (national)
Discretionary AUM
$2.23B
Clients
906
2,239 accounts
Employees
21
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jul 16, 2001
- Principal office
- 2480 N.E. 23RD STREET, POMPANO BEACH, FL, 33062
- Phone
- 954-785-5400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.23B
- Discretionary AUM
- $2.23B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,239
- Non-discretionary accounts
- 0
- Total accounts
- 2,239
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 8 | $24.8M |
| High net worth individuals | 444 | $1.98B |
| Pension and profit sharing plans | Fewer than 5 | $31.2M |
| Individuals (other than high net worth individuals) | 450 | $191.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 867 | 906 | increased by39 |
| Apr 1, 2026 | AUM | $1,913,368,545 | $2,228,296,610 | increased by$314,928,065 |
| Apr 1, 2026 | Accounts | 2,211 | 2,239 | increased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 22 | 21 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 780 | 867 | increased by87 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,692,091,393 | $1,913,368,545 | increased by$221,277,152 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,888 | 2,211 | increased by323 |
| Apr 1, 2022 | Employees | 21 | 22 | increased by1 |
| Apr 1, 2022 | Clients | 752 | 780 | increased by28 |
| Apr 1, 2022 | AUM | $1,388,116,487 | $1,692,091,393 | increased by$303,974,906 |
| Apr 1, 2022 | Accounts | 1,836 | 1,888 | increased by52 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HERITAGE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HERITAGE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.