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TENNENBAUM CAPITAL PARTNERS, LLC
CRD 113203File 801-60384
APPROVED
Custody
Disclosure events
Filing as of Jun 17, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.16B
Top 25% of cohort (national)
Discretionary AUM
$3.16B
Clients
30
30 accounts
Employees
10
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jul 6, 2001
- Principal office
- 2951 28TH STREET, SUITE 1000, SANTA MONICA, CA, 90405
- Phone
- 310 566 1000
- Website
- https://www.ishares.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.16B
- Discretionary AUM
- $3.16B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 30
- Non-discretionary accounts
- 0
- Total accounts
- 30
- AUM per client
- $105.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $24.0M |
| Insurance companies | 5 | $226.3M |
| Pooled investment vehicles | 23 | $1.37B |
| Business development companies | 1 | $1.53B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — FUND ADMINSTRATION
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11G
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
- Q11H2
- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 12 | 10 | decreased by2 |
| Apr 1, 2026 | Clients | 29 | 30 | increased by1 |
| Apr 1, 2026 | AUM | $3,432,303,338 | $3,156,595,256 | decreased by$275,708,082 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 12 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 35 | 29 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $11,353,803,819 | $3,432,303,338 | decreased by$7,921,500,481 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 36 | 30 | decreased by6 |
| Apr 1, 2022 | Employees | 26 | 24 | decreased by2 |
| Apr 1, 2022 | AUM | $8,468,868,378 | $11,353,803,819 | increased by$2,884,935,441 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TENNENBAUM CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TENNENBAUM CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.