REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.

CRD 113181File 801-60383

APPROVED

Retail clients

Custody

Filing as of May 20, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$211.5M

Below cohort median (national)

Discretionary AUM

$211.1M

Non-discretionary $388K

Clients

554

1,371 accounts

Employees

Below cohort median in LA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: MIRO
Registration date: Jul 3, 2001
Principal office: 6620 RIVERSIDE DRIVE, SUITE 207, METAIRIE, LA, 70003
Phone: 504-831-4636
Website: HTTPS://REGATTARESEARCH.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $211.5M
Discretionary AUM: $211.1M
Non-discretionary AUM: $388K
Discretionary accounts: 1,361
Non-discretionary accounts: 10
Total accounts: 1,371
AUM per client: $382K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	4	$1.4M
High net worth individuals	60	$7.0M
Individuals (other than high net worth individuals)	490	$203.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.