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MISSION WEALTH MANAGEMENT, LP
CRD 113057File 801-61230
APPROVED
Retail clients
Custody
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$17.00B
Top 10% of cohort (national)
Discretionary AUM
$11.90B
Non-discretionary $5.10B
Clients
5,341
18,908 accounts
Employees
220
Top 10% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Jun 7, 2002
- Principal office
- 1111 CHAPALA STREET, 3RD FLOOR, SANTA BARBARA, CA, 93101
- Phone
- 805-882-2360
- Website
- HTTP://WWW.MISSIONWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $17.00B
- Discretionary AUM
- $11.90B
- Non-discretionary AUM
- $5.10B
- Discretionary accounts
- 14,302
- Non-discretionary accounts
- 4,606
- Total accounts
- 18,908
- AUM per client
- $3.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $35.2M |
| Charitable organizations | 28 | $211.9M |
| High net worth individuals | 3,633 | $16.00B |
| Pension and profit sharing plans | Fewer than 5 | $337K |
| State or municipal government entities | 2 | $10.0M |
| Individuals (other than high net worth individuals) | 1,666 | $748.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 1, 2026 | Employees | 184 | 220 | increased by36 |
| Aug 1, 2026 | Clients | 4,716 | 5,341 | increased by625 |
| Aug 1, 2026 | AUM | $13,912,131,150 | $17,001,545,425 | increased by$3,089,414,275 |
| Aug 1, 2026 | Accounts | 16,573 | 18,908 | increased by2,335 |
| May 1, 2026 | Clients | 3,716 | 4,716 | increased by1,000 |
| Apr 1, 2026 | Employees | 145 | 184 | increased by39 |
| Apr 1, 2026 | Clients | 3,632 | 3,716 | increased by84 |
| Apr 1, 2026 | AUM | $10,024,060,630 | $13,912,131,150 | increased by$3,888,070,520 |
| Apr 1, 2026 | Accounts | 12,456 | 16,573 | increased by4,117 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 76 | 145 | increased by69 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,042 | 3,632 | increased by1,590 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,815,109,612 | $10,024,060,630 | increased by$5,208,951,018 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 6,591 | 12,456 | increased by5,865 |
| Feb 1, 2022 | Employees | 53 | 76 | increased by23 |
| Feb 1, 2022 | Clients | 1,638 | 2,042 | increased by404 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MISSION WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MISSION WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.