← Directory
ADVENT CAPITAL MANAGEMENT, LLC
CRD 113013File 801-60263
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$8.82B
Top 10% of cohort (national)
Discretionary AUM
$8.82B
Clients
421
430 accounts
Employees
58
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 14, 2001
- Principal office
- 888 SEVENTH AVENUE, 31ST FLOOR, NEW YORK, NY, 10019
- Phone
- 212-482-1600
- Website
- https://x.com/ADVENTCAPITAL_
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.82B
- Discretionary AUM
- $8.82B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 430
- Non-discretionary accounts
- 0
- Total accounts
- 430
- AUM per client
- $20.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $143.9M |
| Non-U.S. persons | Fewer than 5 | $171.2M |
| Insurance companies | 26 | $3.29B |
| Investment companies | 2 | $950.3M |
| Charitable organizations | 5 | $195.5M |
| High net worth individuals | 50 | $145.5M |
| Pooled investment vehicles | 8 | $827.4M |
| Pension and profit sharing plans | Fewer than 5 | $159.6M |
| State or municipal government entities | 28 | $2.82B |
| Individuals (other than high net worth individuals) | 302 | $119.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.