← Directory
NOVAK & POWELL FINANCIAL SERVICES, INC.
CRD 112970File 801-108964
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 22, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$359.5M
Below cohort median (national)
Discretionary AUM
$359.5M
Clients
426
945 accounts
Employees
7
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 24, 2017
- Principal office
- 146 SECOND ST N, SUITE 310, ST. PETERSBURG, FL, 33701
- Phone
- 727-451-3440
- Website
- HTTP://WWW.NOVAKPOWELL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $359.5M
- Discretionary AUM
- $359.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 945
- Non-discretionary accounts
- 0
- Total accounts
- 945
- AUM per client
- $844K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 426 | $359.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 8 | 7 | decreased by1 |
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 442 | 426 | decreased by16 |
| Apr 1, 2026 | AUM | $333,645,585 | $359,464,704 | increased by$25,819,119 |
| Apr 1, 2026 | Accounts | 952 | 945 | decreased by7 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 437 | 442 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $296,486,479 | $333,645,585 | increased by$37,159,106 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,018 | 952 | decreased by66 |
| Apr 1, 2022 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2022 | Clients | 265 | 437 | increased by172 |
| Apr 1, 2022 | AUM | $238,557,949 | $296,486,479 | increased by$57,928,530 |
| Apr 1, 2022 | Accounts | 265 | 1,018 | increased by753 |
| Dec 1, 2021 | Employees | 7 | 8 | increased by1 |
| Nov 1, 2021 | Employees | 6 | 7 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NOVAK POWELL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NOVAK POWELL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.