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NOVAK & POWELL FINANCIAL SERVICES, INC.
CRD 112970File 801-108964
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 22, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$359.5M
Below cohort median (national)
Discretionary AUM
$359.5M
Clients
426
945 accounts
Employees
7
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Jan 24, 2017
- Principal office
- 146 SECOND ST N, SUITE 310, ST. PETERSBURG, FL, 33701
- Phone
- 727-451-3440
- Website
- https://www.carrteam.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $359.5M
- Discretionary AUM
- $359.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 945
- Non-discretionary accounts
- 0
- Total accounts
- 945
- AUM per client
- $844K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 426 | $359.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.