STERLING INVESTMENT MANAGEMENT, LLC

CRD 112923File 801-50373

APPROVED

Retail clients

Custody

Filing as of Mar 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$409.2M

Below cohort median (national)

Discretionary AUM

$409.2M

Clients

151

399 accounts

Employees

Above cohort median in AZ

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Oct 16, 1995
Principal office: 6262 NORTH SWAN RD., SUITE 210, TUCSON, AZ, 85718
Phone: 520-293-3311
Website: https://www.linkedin.com/company/sterling-investment-management

Assets & accounts

ADV Item 5F

Total regulatory AUM: $409.2M
Discretionary AUM: $409.2M
Non-discretionary AUM: $0
Discretionary accounts: 399
Non-discretionary accounts: 0
Total accounts: 399
AUM per client: $2.7M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$24.2M
Charitable organizations	7	$26.2M
High net worth individuals	74	$321.8M
State or municipal government entities	Fewer than 5	$4.5M
Individuals (other than high net worth individuals)	65	$32.5M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Publications
Financial planning services
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.