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SAWYER & CO INC
CRD 112849File 801-28526
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$320.1M
Below cohort median (national)
Discretionary AUM
$319.1M
Non-discretionary $987K
Clients
226
232 accounts
Employees
4
Below cohort median in MA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 12, 1986
- Principal office
- 50 FEDERAL STREET, FIFTH FLOOR, BOSTON, MA, 02110
- Phone
- 617-227-7033
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $320.1M
- Discretionary AUM
- $319.1M
- Non-discretionary AUM
- $987K
- Discretionary accounts
- 231
- Non-discretionary accounts
- 1
- Total accounts
- 232
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $5.9M |
| High net worth individuals | 129 | $266.1M |
| Pension and profit sharing plans | Fewer than 5 | $27.4M |
| Individuals (other than high net worth individuals) | 97 | $20.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 223 | 226 | increased by3 |
| May 1, 2026 | AUM | $313,088,267 | $320,113,014 | increased by$7,024,747 |
| May 1, 2026 | Accounts | 229 | 232 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 172 | 223 | increased by51 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $259,484,497 | $313,088,267 | increased by$53,603,770 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 176 | 229 | increased by53 |
| Apr 1, 2022 | Clients | 168 | 172 | increased by4 |
| Apr 1, 2022 | AUM | $217,319,066 | $259,484,497 | increased by$42,165,431 |
| Apr 1, 2022 | Accounts | 170 | 176 | increased by6 |
| May 1, 2021 | Clients | 173 | 168 | decreased by5 |
| May 1, 2021 | AUM | $197,156,303 | $217,319,066 | increased by$20,162,763 |
| May 1, 2021 | Accounts | 175 | 170 | decreased by5 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAWYER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAWYER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.