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MWA FINANCIAL SERVICES, INC.
CRD 112630File 801-107091
APPROVED
Retail clients
Disclosure events
Filing as of May 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$640.0M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $640.0M
Clients
2,012
3,724 accounts
Employees
721
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 4, 2016
- Principal office
- 1701 1ST AVENUE, ROCK ISLAND, IL, 61201
- Phone
- 309-558-3100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $640.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $640.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 3,724
- Total accounts
- 3,724
- AUM per client
- $318K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 14 | $7.3M |
| Charitable organizations | 17 | $9.7M |
| High net worth individuals | 76 | $118.3M |
| Individuals (other than high net worth individuals) | 1,905 | $504.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 674 | 721 | increased by47 |
| Apr 1, 2026 | Clients | 2,298 | 2,012 | decreased by286 |
| Apr 1, 2026 | AUM | $376,859,066 | $639,989,844 | increased by$263,130,778 |
| Apr 1, 2026 | Accounts | 2,298 | 3,724 | increased by1,426 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 675 | 674 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 592 | 2,298 | increased by1,706 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $101,321,860 | $376,859,066 | increased by$275,537,206 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 578 | 2,298 | increased by1,720 |
| Apr 1, 2022 | Employees | 663 | 675 | increased by12 |
| Apr 1, 2022 | Clients | 285 | 592 | increased by307 |
| Apr 1, 2022 | AUM | $65,469,160 | $101,321,860 | increased by$35,852,700 |
| Apr 1, 2022 | Accounts | 376 | 578 | increased by202 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MWA FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MWA FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.