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MWA FINANCIAL SERVICES, INC.
CRD 112630File 801-107091
APPROVED
Retail clients
Disclosure events
Filing as of May 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$640.0M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $640.0M
Clients
2,012
3,724 accounts
Employees
721
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 4, 2016
- Principal office
- 1701 1ST AVENUE, ROCK ISLAND, IL, 61201
- Phone
- 309-558-3100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $640.0M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $640.0M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 3,724
- Total accounts
- 3,724
- AUM per client
- $318K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 14 | $7.3M |
| Charitable organizations | 17 | $9.7M |
| High net worth individuals | 76 | $118.3M |
| Individuals (other than high net worth individuals) | 1,905 | $504.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D1
- Q11D2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.