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5T WEALTH, LLC
CRD 112552File 801-58183
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 5, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$331.4M
Below cohort median (national)
Discretionary AUM
$330.8M
Non-discretionary $602K
Clients
292
533 accounts
Employees
4
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jul 1, 2003
- Principal office
- 595 COOMBS STREET, NAPA, CA, 94559
- Phone
- (707) 224-1340
- Website
- HTTP://WWW.5TWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $331.4M
- Discretionary AUM
- $330.8M
- Non-discretionary AUM
- $602K
- Discretionary accounts
- 532
- Non-discretionary accounts
- 1
- Total accounts
- 533
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $27.3M |
| High net worth individuals | 64 | $231.7M |
| Pension and profit sharing plans | 18 | $7.4M |
| Individuals (other than high net worth individuals) | 206 | $62.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITOR FEES FROM OTHER INVESTMENT ADVISORY FIRMS
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 297 | 292 | decreased by5 |
| Mar 1, 2026 | Custody | No | Yes | |
| Mar 1, 2026 | Clients | 258 | 297 | increased by39 |
| Mar 1, 2026 | AUM | $283,078,609 | $331,362,448 | increased by$48,283,839 |
| Mar 1, 2026 | Accounts | 541 | 533 | decreased by8 |
| Jan 1, 2026 | Custody | Yes | No | |
| Dec 1, 2025 vs May 1, 2025 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 3 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 126 | 258 | increased by132 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $218,059,013 | $283,078,609 | increased by$65,019,596 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 330 | 541 | increased by211 |
| Feb 1, 2022 | Clients | 132 | 126 | decreased by6 |
| Feb 1, 2022 | AUM | $213,493,048 | $218,059,013 | increased by$4,565,965 |
| Feb 1, 2022 | Accounts | 314 | 330 | increased by16 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “5T WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“5T WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.