← Directory
TRIBUTARY CAPITAL MANAGEMENT, LLC
CRD 112528File 801-60282
APPROVED
Retail clients
Disclosure events
Filing as of Apr 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.90B
Top 25% of cohort (national)
Discretionary AUM
$1.90B
Clients
271
840 accounts
Employees
19
Above cohort median in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- May 23, 2001
- Principal office
- 1601 DODGE STREET, STOP 3399, OMAHA, NE, 68197
- Phone
- 877-458-0021
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.90B
- Discretionary AUM
- $1.90B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 840
- Non-discretionary accounts
- 0
- Total accounts
- 840
- AUM per client
- $7.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 16 | $41.0M |
| Investment companies | 1 | $1.11B |
| Charitable organizations | 8 | $71.7M |
| Other investment advisers | Fewer than 5 | $146.2M |
| High net worth individuals | 236 | $104.7M |
| Banking or thrift institutions | Fewer than 5 | $400.5M |
| Pension and profit sharing plans | Fewer than 5 | $23.3M |
| Individuals (other than high net worth individuals) | 10 | $2.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D1
- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Employees | 15 | 19 | increased by4 |
| Apr 1, 2026 | Employees | 16 | 15 | decreased by1 |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 265 | 271 | increased by6 |
| Apr 1, 2026 | AUM | $2,189,702,598 | $1,900,964,335 | decreased by$288,738,263 |
| Apr 1, 2026 | Accounts | 897 | 840 | decreased by57 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 16 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 169 | 265 | increased by96 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $2,405,694,650 | $2,189,702,598 | decreased by$215,992,052 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 723 | 897 | increased by174 |
| Apr 1, 2022 | Clients | 130 | 169 | increased by39 |
| Apr 1, 2022 | AUM | $2,448,043,331 | $2,405,694,650 | decreased by$42,348,681 |
| Apr 1, 2022 | Accounts | 734 | 723 | decreased by11 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “TRIBUTARY CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“TRIBUTARY CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.