← Directory
OAKWOOD CAPITAL, INC.
CRD 112399File 801-120259
APPROVED
Retail clients
Disclosure events
Filing as of May 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$304.2M
Below cohort median (national)
Discretionary AUM
$86.7M
Non-discretionary $217.5M
Clients
611
1,051 accounts
Employees
20
Below cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 4, 2021
- Principal office
- 600 HIGHWAY 169 SOUTH, SUITE 1410, ST. LOUIS PARK, MN, 55426
- Phone
- 952-935-4601
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $304.2M
- Discretionary AUM
- $86.7M
- Non-discretionary AUM
- $217.5M
- Discretionary accounts
- 400
- Non-discretionary accounts
- 651
- Total accounts
- 1,051
- AUM per client
- $498K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 3 | $5.6M |
| High net worth individuals | 181 | $121.4M |
| Individuals (other than high net worth individuals) | 427 | $141.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SOLICITOR FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 616 | 611 | decreased by5 |
| Apr 1, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 599 | 616 | increased by17 |
| Apr 1, 2026 | AUM | $260,312,212 | $304,181,730 | increased by$43,869,518 |
| Apr 1, 2026 | Accounts | 1,001 | 1,051 | increased by50 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 857 | 599 | decreased by258 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $198,393,332 | $260,312,212 | increased by$61,918,880 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 857 | 1,001 | increased by144 |
| Apr 1, 2022 | Clients | 556 | 857 | increased by301 |
| Apr 1, 2022 | AUM | $159,122,902 | $198,393,332 | increased by$39,270,430 |
| Apr 1, 2022 | Accounts | 556 | 857 | increased by301 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OAKWOOD CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OAKWOOD CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.