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NED DAVIS RESEARCH, INC.
CRD 112260File 801-60241
APPROVED
Retail clients
Filing as of Dec 18, 2025
Feed vintage Oct 1, 2026
Regulatory AUM
$2.2M
Bottom 25% of cohort (national)
Discretionary AUM
$2.2M
Clients
1,576
2 accounts
Employees
68
Bottom 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 31, 2001
- Principal office
- 3665 BEE RIDGE ROAD, SUITE 306, SARASOTA, FL, 34233
- Phone
- 941-412-2300
- Website
- HTTPS://WWW.NDR.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.2M
- Discretionary AUM
- $2.2M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2
- Non-discretionary accounts
- 0
- Total accounts
- 2
- AUM per client
- $1K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 241 | $0 |
| Non-U.S. persons | 13 | $0 |
| Insurance companies | 25 | $0 |
| Investment companies | 1 | $2.0M |
| Charitable organizations | 17 | $0 |
| Other investment advisers | 1,089 | $0 |
| High net worth individuals | 28 | $0 |
| Banking or thrift institutions | 89 | $0 |
| Pension and profit sharing plans | 23 | $0 |
| State or municipal government entities | 24 | $0 |
| Individuals (other than high net worth individuals) | 26 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — NDR RECEIVES BPS ON OTHER IA'S AUM USING NDR MODELS
- Subscription fees
Advisory activities
- Other
- Publications
- Educational seminars
- Other advisory activities
- Securities recommendations
- Portfolio management for other
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 1,577 | 1,576 | decreased by1 |
| Jan 1, 2026 | Employees | 70 | 68 | decreased by2 |
| Jan 1, 2026 | Clients | 1,310 | 1,577 | increased by267 |
| Jan 1, 2026 | AUM | $248,514 | $2,221,348 | increased by$1,972,834 |
| Jan 1, 2026 | Accounts | 1 | 2 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 83 | 70 | decreased by13 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,001 | 1,310 | increased by309 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $219,185 | $248,514 | increased by$29,329 |
| Jan 1, 2022 | Employees | 64 | 83 | increased by19 |
| Jan 1, 2022 | Clients | 999 | 1,001 | increased by2 |
| Jan 1, 2022 | AUM | $194,280 | $219,185 | increased by$24,905 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NED DAVIS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NED DAVIS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.