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SHENKMAN CAPITAL MANAGEMENT, INC.
CRD 112192File 801-25180
APPROVED
Retail clients
Custody
Filing as of Sep 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$36.54B
Top 10% of cohort (national)
Discretionary AUM
$36.54B
Clients
159
159 accounts
Employees
149
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 6, 1985
- Principal office
- 151 WEST 42ND STREET, 29TH FLOOR, NEW YORK, NY, 10036-6563
- Phone
- (212) 867-9090
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $36.54B
- Discretionary AUM
- $36.54B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 159
- Non-discretionary accounts
- 0
- Total accounts
- 159
- AUM per client
- $229.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $4.59B |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | 43 | $7.21B |
| Investment companies | 2 | $2.81B |
| Charitable organizations | 16 | $929.4M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | Fewer than 5 | $42.4M |
| Pooled investment vehicles | 45 | $11.39B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 23 | $2.36B |
| State or municipal government entities | 18 | $7.22B |
| Individuals (other than high net worth individuals) | Fewer than 5 | $0 |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 26, 2026 | Employees | 146 | 149 | increased by3 |
| Sep 26, 2026 | Clients | 173 | 159 | decreased by14 |
| Sep 26, 2026 | AUM | $35,081,848,210 | $36,544,289,129 | increased by$1,462,440,919 |
| Sep 26, 2026 | Accounts | 173 | 159 | decreased by14 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 142 | 146 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 155 | 173 | increased by18 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $30,803,664,921 | $35,081,848,210 | increased by$4,278,183,289 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 155 | 173 | increased by18 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 140 | 142 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 252 | 155 | decreased by97 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $25,066,976,838 | $30,803,664,921 | increased by$5,736,688,083 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 252 | 155 | decreased by97 |
| Oct 1, 2022 | Employees | 129 | 140 | increased by11 |
| Oct 1, 2022 | Clients | 289 | 252 | decreased by37 |
| Oct 1, 2022 | AUM | $27,531,396,688 | $25,066,976,838 | decreased by$2,464,419,850 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SHENKMAN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SHENKMAN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.