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NEUMANN CAPITAL MANAGEMENT
Legal name: NEUMANN CAPITAL MANAGEMENT, LLC
CRD 112182File 801-41001
APPROVED
Retail clients
Custody
Filing as of Mar 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$630.3M
Above cohort median (national)
Discretionary AUM
$630.3M
Clients
191
609 accounts
Employees
4
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Mar 13, 1992
- Principal office
- 303 VINTAGE PARK DRIVE, SUITE 100, FOSTER CITY, CA, 94404-1167
- Phone
- 650-548-9200
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $630.3M
- Discretionary AUM
- $630.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 609
- Non-discretionary accounts
- 0
- Total accounts
- 609
- AUM per client
- $3.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $343K |
| Charitable organizations | Fewer than 5 | $556K |
| High net worth individuals | 128 | $602.7M |
| Individuals (other than high net worth individuals) | 63 | $26.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.